Legal
Hans Leu



Some comments on the Inter American Convention against corruption

he specialized OAS Conference on Corruption was held in Caracas between March 27 and 29, 1996. Its purpose was to review a draft convention against corruption. The conference ended with the signing of the herein commented legal instrument by the representatives of twenty one of the Regional Organization's member States. The signing is also the culmination of the efforts made by Venezuela, particularly by its President, Rafael Caldera who, at the "Summit of the Americas" (Miami, December 1995) had moved for the formalization of a regional commitment aimed to the fighting and punishment of corruption.
The Inter American Convention against Corruption (the "Convention") responds to the conviction by the Signatary States that corruption in public function (under article 1 of the Convention "Public function" means any temporary or permanent, paid or honorary activity, performed by a natural person in the name of the State or in the service of the State or its institutions, at any level of its hierarchy") -this is the kind of corruption it refers toþ causes important damage to what, under generic terms could be called the State's social and political tissue, in its widest sense; that their combat strengthens them (most particularly the democratic institutions); that the very same nature of corruption þand successful combat against itþ requires cooperation efforts between States in order that the same may effectively get rid of impunity, and such coordinated action being also necessary because corruption "þhas international dimensions" (Preamble to the Convention).

Such conviction has led the Signatary States to express their decision to "þto make every effort to prevent, detect, punish and eradicate corruption in the performance of public functionsþ" for which purpose they signed the Convention's articles hereinafter briefly reviewed.

Article II of the Convention, among its objectives specifies to "promote, facilitate and regulate cooperation among the States Parties to ensure the effectiveness of measures and actions to prevent, detect, punish and eradicate corruption in the performance of public functions and acts of corruption specifically related to such performance".

In order to reach the objectives of this Convention, the Signatary States, under article III "agree to consider the applicability of measures within their own institutional systems to create, maintain and strengthen" a state of affairs of a diverse nature that either prevents the appearance of the phenomenon of corruption or allows for its effective combat at a domestic level.
Article V of the Convention provides for the Signatary States to the Convention their obligation to exercise their jurisdiction with regard to acts of corruption and, indirectly, the commitment to typify acts of corruption as crimes. This commitment is assumed expressly by the States Parties to the Convention in accordance with Article VII: "The States Parties that have not yet done so shall adopt the necessary legislative or other measures to establish as criminal offenses under their domestic law the acts of corruption described in Article VI(1) and to facilitate cooperation among themselves pursuant to this Convention".
Said description of corrupt acts is provided by article VI of the Convention, an article that, on another hand, opens space, "þby mutual agreement between or among two or more States Parties", to apply the Convention to any act of corruption not contemplated therein established as such between them.
Article VII defines the so called "transnational bribery" binding each State Party according "to its Constitution and the fundamental principles of its legal system" to prohibit and punish it, mentioning þeven if not explicitlyþ the convenience that such transnational bribery be typified as a crime within the States Parties' domestic law.
Article IX of the Convention describes the corruption action related to unlawful enrichment (of a public officer) and, similarly as with transnational bribe, provides that such act, in States under whose domestic law is typified as a crime, for the purposes of this Convention it will be deemed as an act of corruption. It provides at the same time þalthough not in actual termsþ the convenience of having that unlawful enrichment typified as a crime in the Signatary States domestic legal system.
Article XII of the Convention provides that for the " application of this Convention, it shall not be necessary that the acts of corruption harm State property". Article XIII then tries to regulate the incidence of acts of corruption, once they have been typified as crimes, on extradition, that is the delivery by one State, by following certain procedural formalities, to any other State so requesting it, of persons sought to be tried by courts, as well as those being tried, those having been declared guilty or those condemned to serve term deprived of freedom (Inter American Convention on Extradition signed in 1982).
Article XIV of the Convention binds the Signatary States to the widest assistance and cooperation with regard to the judgment of acts of corruption described by the Convention, and Article XV compels them, in accordance with their domestic law to "provide each other the broadest possible measure of assistance in the identification, tracing, freezing, seizure and confiscation of property or proceeds obtained, derived from or used in the commission of offenses established in accordance with this Convention".
Under article XVI of the Convention, "The Requested State shall not invoke bank secrecy as a basis for refusal to provide the assistance sought by the Requesting State. The Requested State shall apply this article in accordance with its domestic law, its procedural provisions or bilateral or multilateral agreements with the Requesting State".
Article XVII of the Convention reduces the possibility that acts of corruption under the terms of the Convention be identified as political or regular crimes tied to the former, since it provides that "For the purposes of articles XIII, XIV, XV and XVI of this Convention, the fact that the property obtained or derived from an act of corruption was intended for political purposes, or that it is alleged that an act of corruption was committed for political motives or purposes, shall not suffice in and of itself to qualify the act as a political offense or as a common offense related to a political offense".
Article XIX ratifies the principle of the criminal law's non retroactive nature but it excludes the extension of said principle to procedural cooperation between the States Parties when facing an act of corruption having been committed prior to this Convention becoming in force.

The Convention addresses multiple interest. These comments, in view of their nature, can do nothing more than drawing attention on some aspects motivating the interest assigned to the Convention. Following the indicated order, they are the following:
1 The political interest of the Convention, as well as the social and cultural interests it shows, is something that may only be enunciated here. This interest resides, on the one hand, in the fact that the States Parties to the Convention may have identified corruption in the performance of public functions as a ground for serious instability and as a hazard to representative democracy and, by extension, to the region's stability, peace and development. On the other hand þand in view of the entity's hidden nature assigned by them to the phenomenon of corruptionþ it resides in the exercise of public functions and in the promptly and successful arrival at cooperation actions to be, essentially, implemented on a technical and legal level, and, notably, with regard to the latter, in the States Parties' internal legislation.
The purpose of this review is not to speculate over the efficiency of this Convention; however, it seems reasonable for any one subsequently reviewing such efficiency to observe the Convention's reiterated remission to the States Parties' domestic law and procedure, the circumstance that the latter may be legally prevented from following all the guidelines drawn by the Convention and, essentially and in fact þand this would be the indicated social and cultural aspect that the very same nature of corruption in public function reduces the degree of effectiveness that the Convention may have in order to fight such corruption.
The Convention's social and cultural interest, from another point of view, in the circumstance that its approval is an evidence of the alarming dimension reached by corruption in the exercise of public functions.

2 The Convention's legal interest lies, among other, on the following aspects:

2.1 The Convention describes the acts of corruption in the performance of public function (the States Parties shall typify the corresponding acts based on such description). In addition of, eventually, transnational bribery and unlawful enrichment, the following are, under the Convention, acts of corruption in the exercise of public function:
a. The improper use by a government official or a person who performs public functions, for his own benefit or that of a third party, of any kind of classified or confidential information, which that official or person who performs public functions has obtained because of, or in the performance of, his functions;
b. The improper use by a government official or a person who performs public functions, for his own benefit or that of a third party, of any kind of property belonging to the State or to any firm or institution in which the State has a proprietary interest, to which that official or person who performs public functions has access because of, or in the performance of, his functions;
c. Any act or omission by any person who, personally or through a third party, or acting as an intermediary, seeks to obtain a decision from a public authority whereby he illicitly obtains for himself or for another person any benefit or gain, whether or not such act or omission harms State property; and
d. The fraudulent use or concealment of property proceedings from any of the acts to which this article refers,
e. The participation as author, coauthor, instigator, accomplice, accessory or any other form in the commission, association or confabulation for the commission of any of the acts to which the present article refers.

The acts of corruption that, to a large extent have already been typified as crimes by the Venezuelan legal system (Organic Law for the Safeguard of Public Property, 1982) that was also enacted in consideration of the "seriousness and extension of administrative corruptionþ with the inner consideration of the serious damage to public propertyþ" in order that competent authorities could have "a firmer, more energetic and efficient ground of support to face such a serious problem". in the words of Alberto Arteaga Sánchez þLos delitos contra la Cosa Pública en la Ley Orgánica de Salvaguarda del Patrimonio Público, 1983þ once the punishable nature of the corresponding conduct shall have been established by the domestic law these [crimes] may be qualified, by virtue of their description in the herein reviewed international legal document and of the interstate cooperation contemplated by it, as being part of the so called delicta juris gentium. . One is dealing with "punishable actions that, although they have been established as such by national legal systems they affect the interests of the States, crimes that, as the case may be, violate legal values protected by the States for the benefit of its nationals; a protection that the whole set of States deems required because these values are exposed to hazards by virtue of certain conducts (drug traffic, for instance). The International Conventions that have been entered in relation with these crimes, precisely aims at the formalization of international solidarity. This solidarity may be evidenced by the implementation of international cooperation measures to fight a specific crime (this would be the case of the reviewed Convention) or by the establishment of certain criteria to enrich and/or modify the principles for the application of domestic criminal law. It is thus that all of them, in all cases, are a proof of the ethical element that is present also in Public International Law. This ethical element is non other than, in Friedrich Berber's words (Lehrbuch,Des Voelkerrechts), "the guarantee of the fulfillment of law" (Hans -Joachim Leu, Introducción al Derecho Internacional Penal, 1982). Any way, it is obvious that the phenomenon of corruption in the performance of public functions shows a nature that is extraordinarily dissimilar to that of other crimes being part of the delicta iuris gentium þa trend in the evolution of Public International Law that deserves some thoughtþ such as, other than the already mentioned crimes of printing counterfeit money and drug traffic, the trade of obscene publications, slave traffic, and the exploitation of the prostitution of others.
2 The Convention provides that "Each of the offenses to which this article applies shall be deemed to be included as an extraditable offense in all extradition treaty existing between or among the States Parties. The States Parties undertake to include such offenses as extraditable offenses in every extradition treaty to be concluded between or among them. (article XIII, Paragraph 2 ).
The initial impression notwithstanding, in the sense that this text of the Convention will facilitate the delivery of persons required for corruption in the performance of a public function, and notwithstanding either the fact that the same article XIII (paragraph 3) provides that "If a State Party that makes extradition conditional on the existence of a treaty receives a request for extradition from another State Party with which it does not have an extradition treaty, it may consider this Convention as the legal basis for extradition with respect to any offense to which this article applies" and that "States Parties that do not make extradition conditional on the existence of a treaty shall recognize offenses to which this article applies as extraditable offenses between themselves" (paragraph 4), one must remember that States, as a general rule, do subject extradition to a treaty and that, generally, they consider the issue of extradition as something, most particularly representative of the exercise of the attributes of sovereignty, and these are reasons that raise doubts on an easy application of the Convention's article XIII. One should remember, emphasizing on the remark, the scarce response, as to ratification, given to the Inter American Convention on Extradition þnotwithstanding the fact that, in a good measure, it ratifies the criteria that have been sustained traditionally by the States on these issuesþ and the prohibition to extradite nationals, imposed by domestic law in several States.
3. Article XVII of the Convention ("Nature of the Act") seems to suggest that the Convention limits, in some way, the right of asylum, be it territorial asylum or diplomatic asylum, since it apparently narrows the conceptual limits of political crime or of the common crime connected with a political crime. The very same drafting of the article leads to such opinion (þshall not suffice by themselves to be considered ...) but it does not bind to hold such opinion. In all events, the fact that States do offer territorial asylum "þin exercise of their sovereigntyþ" (Declaration on Territorial Asylum adopted by the UN General Assembly in 1967), makes it unnecessary to clarify here the wide room for discretionary power awarded to State sovereignty, and the fact that "it is for the State granting the asylum to qualify the nature of the crime and the motives of the persecution" (Convention on Diplomatic Asylum, Caracas, 1954) do not afford room to see important changes with regard to the right of asylum.



  • Translation by Carlos Armando Figueredo>/a> Venezuela Analítica Return

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