I. The academic interest on chaos and uncertainty has led to a
debate on linear thinking and rationality. Thesis based on political
equilibrium are being questioned. A discussion thus emerges on
the reach of some "great truths" that the so called
secular world tried to impose after the breaking of the union
between Empire and Church and the appearance of National States
and Churches. (1) In fact, political traditions are
being challenged by a reality requiring collective answer to collective
experiences such a s, the global economy, planetary ecology and
virtual technology.
One of these truths proposes that territorial political integration
goes one way only and that status and/or class
"in
modern developed world, had substituted such antique grounds of
political association as ethnicity and religion". (2)
In some ways, the ideas on which we shape up political space and
that we use to qualify political institutions do come from this
tradition.
Within this frame, new and renewed regional, ethnic, linguistic
and religious loyalties appear which compete and interact with
global totalizing perspectives. Both the first as the second reinforce
the State fragmentation process, under domestic or supra-national
reasons. (3)
The following is a partial result of some thoughts on the role
of the State in international relations of our times. In this
context, we ask ourselves: what kind of relationship is being
established between the eventual decadence of State as the political
form since the seventeenth century and the need to rethink on
the intellectual premises that led to political rationality, and
within it to political science and to the theory of international
relations?
As Sheldon Wolin says, the guidance of western political though
has marked a kind of direction which is the designing of order
out of political chaos, having an architectural political vision
based on an imaginary reordering of political life. Thus, in the
Middle Ages there was a breaking from a theological vision of
politics based on the idea of God and Christ's Mystical Body,
substituting it by secularization and separation between Church
and politics. The main objective was to observe political reality
under the ordering principles brought by rationality: Raison d'Etat,
the law, secular criteria. (4)
The substitution of God by Reason in politics carried on with
History, the sovereign State and individual sovereignty. Slowly,
a tradition began to grow, that of the autonomy of politics and
political power, that of State, of man as a rational being. (5)
Rupture between Church and Empire implied the abandonment of certain
beliefs that had justified this process. During the High Middle
Age Church and Empire were identified. Each Christian kingdom
was a member of Christian society, headed by the Roman Pontiff.
Thus, what was spiritual and temporal belonged to the Church,
although the Pope delegated exercise of the latter in the hands
of the Prince. In this sense, the Kingdom was erected around the
Law, when the State began to claim its own public institutions
under the concept of regia potestas, albeit always under
papal auctoritas. (6) This vision
began to change inasmuch as the Prince emancipated, and power
began to centralize with him, with the appearance of the notions
of State and citizenship tending to overcome the ideas of blood,
race, language, locality and religion.
Machiaveli is a strong representation of the change from the mediaeval
to Modernity. With him, political thought becomes singular, temporal
and non universal; at the same time, any intermediate practice
of power is subjected to central authority. (7) The
intermediate step between dispersion of power and concentration
in the crown, yields to the limitation of royal authority and
Church and nobility privileges within the frame of French Revolution.
As from that moment, the authority of kings is going to be shared
with authority of the people. (8)
The French Revolution marks the end of the Nation-State's stabilization
process. European society, the heir to the mediaeval Christian
Res publica, emerges as a consequence of the Empire and
the Popedom in the Low Middle Ages, with more weight during the
Renaissance and the Reform. In this way, the bifrontal model of
Empire and Popedom yields to a plurality of States that do not
recognize a superior entity. This is how we observe the appearance
of the System of European States, as from the Peace of Westphalia,
in the year 1648. (9). Subsequently, the System of
European States became a System of World States.
In our times, a consensus is being built more strongly each day
on the fact that the Nation-State as an international actor is
being exhausted and that the answer given by Modern Ages to the
problem of power does not suffice to understand the changes occurring
within the so called international transition. In this perspective,
political Realism was the intellectual proposal by excellence.
In fact, "Realism is deeply seated in Western thought. If
we do not understand this, we may not understand nor even criticize
our tradition of thinking on international politics". (10)
Realist tradition does generate then serious limitations to capture
what is happening: transformations of global political space,
the rise of multilateral and transnational actors, the appearance
of alternative political practices; in a way, recreation of political
life on new grounds. In this sense, a short circuit is produced
between an eroding intellectual climate, that of Modernity and
the disenchantment with government and the disappearance of trust
in politics as a form of superior thinking. (11) On
another hand, sovereignty, the fundamental principle of Realism,
turns into a problem, since the nation-State is unable to warrant
it currently. The firm consequence of the former is that tradition
ignored, or simply minimized, the external factors' importance
when making the analysis. It thus seems paradoxical to think that
emulation of the West and its basic elements, industrialization
and democratization, should have so little value today.
The "guilt" for all this falls on the European experience's
generalization: the urbanizing process, secularization, political
participation, State, nationalism, these are all categories being
inherited from modern tradition that, Marx and Freud notwithstanding,
were not able to break with an ingenuous vision, that of linear
development, that of the oil spot, that of Western culture's expansion,
and of the belief that each country was protected by an imaginary
dome. (12)
It is not enough, then, to say that we are in the presence of
a new phase of history. The concern is mainly to think once more
on Modernity's intellectual premises. That which was considered
as a permanent model is now being questioned even at its grounds
and the loss of sovereignty, the rise of localisms, the States'
fractures tend to become common phenomena. As soon as the State
is more permeable and partially yields sovereignty to international
and supranational organizations, "we look with fresh interest
at previously discredited supranational strucutres like the old
Habsbufg monarchy and are gaining a new appreciation of the importance
of local and regional identities" (13)
The system of States is contested and this is so because we are
in the presence of an "internationalization of public function".
the product of a deep change in capitalism. Let us recall that
trade and industrial capitalism is linked to the formation of
national states and the so called information capitalism is linked
to their eventual disappearance as the political form by excellence.
(14)
Within this frame, one may ask if this is the degree to which
the modernist resolution of space and time realtions expressed
by the principle of state sovereignty offers a plausible account
of contemporary political practices, including the practice of
states"?(15)
If the Nation-State is losing an important part of its functions,
if national economy overcomes world economy, and if we are in
the presence of a supranational restructuring of the globe, the
realist paradigm's modification is a necessity. In fact, the Nation-State
gets to be only a portion of a greater system, the Global System.
(16)..One must make clear, however, that this is a historical,
not quite so straight and full of contradictions process. In this
sense, "the extensive political change processes become complicated,
mostly in view of the historical asynchronism of development processes.
If, on one side countless international organizations have been
created, and some States have already yielded part of their sovereignty
to supranational instances -at least within the European Union-,
in the Third Works, there are national States that are just being
created; moreover, we are experiencing a rebirth of national claims,
mostly in places where the were repressed, as it is the case with
the former Soviet Union and Yugoslavia." (17)
The tendency towards the displacement of a whole constellation
of States towards a fragmented international structure, made of
more than 170 States and other non state actors causes Realism
to prevent knowing the way to interdependence, globalization and
transnationalization. On another hand, the deep interdependence
between the States and the need for cooperation between them generate
new problems such as, for instance, the internal policy's susceptibility
to external shocks and the questioning of a permanent international
anarchy's idea. As to globalization, it boosts a permanent crossing
of interests which implies a constant problem for national political
control.
The growing diffusion of power and the search for a new paradigm
have given impulse to two perspectives of a theoretical nature:
the so called controversy between Neorealists and Neoliberals,
and the debate between those who proclaim the disappearance of
the Nation-State and those who hope for reacommodation of their
functions. (18)
The debate between Neorealists and Neoliberals is based on three
main issues: 1) the significance and implications of international
anarchy for conflict and cooperation between States; 2) the problem
of the gains and losses when negotiating; 3) the tension between
negotiation an distribution of power. (19)
Some realist authors understood that the old model based on the
concepts of power politics and national power had to be reformulated.
Thus, a new theoretical road was followed, setting aside Hans
Morgenthau's proposal on the individual feature of human being,
emphasizing on the importance and autonomy of the international
system as opposed to the States. (20)
As a consequence, for Neorealists, globalization is the product
of the reacommodation in the balance of power between States and
the result of the imperfect distribution of international power
and each particular State's power.
Neoliberals, on the contrary, emphasize on the study and comprehension
of global changes within the frame of international economy and
not on a political plane. For such reason, its is estimated that
we are in the presence of a "global turbulence" where
the universe of global politics is made of two interacting worlds:
a multicentric world, formed by several kinds of actors being
relatively at the same level, and a world of centrist States.
This is what James Rosenau calls a "governance without governments
"
"regulating mechanisms in an field of action that
operates effectively, without being part of a formal authority".
(21)
As to the role of State, two perspectives arise: multidiplomacy
and paradiplomacy. Both perspectives are coincident with the fact
that international relations do not present the States' exclusivity
nor an absolute international anarchy. They differentiate, however
as to their definition of the role of State. For multivaried diplomacy,
"States keep being the main actors in world politics, but
their links to transnational and sub-national actors are constantly
more close and complementary." (22). For paradiplomacy,
the proliferation of transnational and sub-national actors implies
the virtual decadence and displacement of the Nation-State as
the main actor in international relations.
4. The West is entering a complex reexamination period where the
basis for modern thinking are being reassessed, with a proliferation
of visions, paradigms and model trying to get to know the new
situation. The centralized and territorial State, sovereignty,
nationalism and the citizen idea are questioned, and in the international
relations' environment, Realism is being exhausted with its own
limitations. In this way, the intellectual climate that led to
illustration -one that allowed for the domination of a real vision
of politics, based on the idea of progress, the separation between
State and society and on the legal domination of power- has lost
its vigor.
We thus have that Realism and its vision of politics as a fight
dominated the area of studies and even in our times it competes
with other approaches, many of them revisions of the global approach
based on State primacy, the separation of the internal and external
planes, national interest and the consideration of power as the
central variable. Within this frame,
"Raison d'Etat,
jointly with the rationalization of state structure, achieved
by juridical legal order, that is to say rationally formulates
and with general validity (as opposed to the mosaic of customs'
right) and with the organization of Government bureaucracy, where
public functions are spread within competencies rigorously established
by law, did strongly contribute to objectivate State
"
(23)
The globalization process has given impulse to modification of
Realism. In fact, the Nation-State belongs to a recent period
of history and, as a consequence
"the appearance of
international organizations and other non Government agents, including
specially terrorist and revolutionary movements, the expansion
of transnational contacts and the independence notions, have created
a new set of dimensions in international relations." (24)
This does not mean that we are in the presence of a definite disappearance
of the Nation-State as the main actor in international relations.
We are talking of a long process forcing us to analyze the complex
network of actors and relationships in a globalized world under
most varied elements, something going beyond the suppositions
of Realism and, generally, of the approach to rationality.
We find ourselves, then, between two essentially transnational
eras, the mediaeval one and that about to arrive, the post-statist
one.
NOTES
1) In: Nevil Johnson., Los Límites de la Ciencia Política.
Madrid, Tecnos, 1989.
2) See: Joseph R. Rudolph, Jr; Robert J. Thompson., Política
Etnoterritorial. Barcelona, Ediciones Pomares- Corridor, S.A,
1992, p.9
3) In: John Kinkaid., "Constitutent Diplomacy in Federal
Policies and the Nation States: Conflit and Cooperation".
In: Hans J. Michelmann and Panayotis Soldatos., Federalism
and International Relations. The Role of Subnational Units.
Oxford, ClarIndon Press, 1990, pp. 54-76 (p. 56)
4) Sheldon Wolin., Politics and Vision.New HalIn, Yale
University Press, 1960. Manuel García Pelayo., La Idea
de la Política. Caracas, Cuadernos de la FundaciÛn
Manuel García Pelayo., n_ 1, 1993.
5) In: R.B.J Walker., Inside/Outside. International Relations
as Political Theory. Cambridge University Press, 1993, p.
31
6) In: Ernst H. Kantoriwicz., The King's Two Bodies.
A Study in Mediaeval Political Theology. Princeton, Princeton
University Press, 1957.
7) R. B. J Walker., Op. Cit, p.62,
8) See: Reinhard Bendix., La Razón Fortificada. Ensayos sobre
el Conocimiento Social. México, Fondo de Cultura Económica,
1975
9) In: Antonio Truyol y Sierra., La Sociedad Internacional.
Madrid, Alianza Editorial, 1974
10) In: Wolfgang Hein., "El Fin del Estado- Nación y el Nuevo
Orden Mundial. Las Instituciones Políticas en Perspectiva".
Nueva Sociedad, n_ 132, pp. 83-99, (p. 87)
11) Robert Nisbet., Historia de la Idea del Progreso. Barcelona,
Gedisa, 1991
12) See: Reinhard Bendix, Op. Cit, p. 17
13)John H. Elliott., National and Comparative History.
An Inaugural Lecture Delivered Before The University of Oxford
on 10 May 1991. Oxford, Clarendon Press, 1991
14) In: Wolfgang Hein., Op. Cit.
15) R. B. J Walker., Op. Cit, p. 30
16) Eric J. Hobsbawn., Nations and Nationalism. Cambridge,
Canto, Cambridge University Press, 1991
17) In: Wolfgang Hein, Op. Cit, p. 88
18) See: Robert Powell., "Anarchy in International Relations
Theory: The Neorealist-Neoliberal Debate". In: International
Organization. Vol. 48, n_ 2. Spring, 1994, pp. 313-344
19) Barry Buzan., "From International System to International
Society. Structural Realism and Regime Theory Meet the English
School". International Organization, Vol. 47, n_ 3,
Summer 1993, pp. 327-352
20) In: Hans Morgenthau., La Política entre las Naciones.
La Lucha por el Poder y por la Paz. Buenos Aires, GEL, 1986.
21) James Rosenau., "Governance without Government".
In: James N. RosInau, Ernst Otto Czempiel., Governance
without Government: Order and Change in World Politics.
Cambridge, Cambridge University Press, 1992. See also: James N.
Rosenau., TurbulInce in World Politics. A Theory of Change
And Continuity. New York, Harverter-Wheat Sheaf, 1990.
22) In: Brian Hocking., Localizing Foreign Policy. London,
Mac-Millan, 1993
23) In: Manuel García Pelayo., La Razón de Estado y
Otros Escritos. Antología del Pensamiento Político.
Giovanni Botero. Vol. III. Estudio Preliminar. Caracas, IEP-UCV,
1962, (p.51).
24) In: James E. Dougherty y Robert L. Pfalzgraff., Teorías
en Pugna en las Relaciones Internacionales. Buenos Aires,
GEL, 1993, (p.12). See also: Samuel P. Huntington., The Clash
of Civilizations?. John Olin Institute for Strategic Studies.
Working Paper n_4, January 1993. Cambridge, Harvard University,
1993.